FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
READING INTERNATIONAL INC [ RDI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/13/2019 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Nonvoting Common Stock | 04/13/2019 | M | 917 | A | (1) | 816,712 | D | |||
Class A Nonvoting Common Stock | 04/13/2019 | F | 350 | D | $15.9 | 816,362 | D | |||
Class B Voting Stock | 35,100 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 04/13/2019 | M | 917 | (2) | (2) | Class A Non-Voting Common Stock | 917 | $0 | 2,750 | D | ||||
Stock Options; Right to Buy; Class A Non-Voting Common Stock | $16.36 | (3) | 04/12/2023 | Class A Non-Voting Common Stock | 15,831 | 15,831 | D | ||||||||
Restricted Stock Units | (1) | (4) | (4) | Class A Non-Voting Common Stock | 1,046 | 1,046 | D | ||||||||
Stock Options; Right to Buy; Class A Non-Voting Common Stock | $11.95 | (5) | 03/09/2021 | Class A Non-Voting Common Stock | 19,921 | 19,921 | D | ||||||||
Restricted Stock Units | (1) | (6) | (6) | Class A Non-Voting Common Stock | 1,877 | 1,877 | D | ||||||||
Stock Options; Right to Buy; Class A Non-Voting Common Stock | $15.97 | (7) | 03/22/2022 | Class A Non-Voting Common Stock | 17,341 | 17,341 | D | ||||||||
Restricted Stock Units | (1) | (8) | (8) | Class A Non-Voting Common Stock | 3,872 | 3,872 | D | ||||||||
Stock Options; Right to Buy; Class A Non-Voting Common Stock | $16.14 | (8) | 03/13/2024 | Class A Non-Voting Common Stock | 17,806 | 17,806 | D |
Explanation of Responses: |
1. Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting on the unit. |
2. Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 13, 2018. Original grant was for 3,667 restricted stock units. The first installment vested on April 13, 2019. The remaining installments vest on April 13, 2020, April 13, 2021 and April 13, 2022. |
3. Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, April 13, 2018. Original grant was for 15,831 restricted stock units. The first installment became exerciable on April 13, 2019. The remaining installments vest on April 13, 2020, April 13, 2021 and April 13, 2022. |
4. Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 10, 2016. Original grant was for 4,184 restricted stock units. The first three installments vested on March 10, 2017, March 10, 2018 and March 10, 2019. The remaining installment vest on March 10, 2020. |
5. Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 10, 2016. Original grant was for 19,921 stock options. The first three installments became exerciable on March 10, 2017, March 10, 2018 and March 10, 2019. The remaining installment vest on March 10, 2020. |
6. Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 3,757 restricted stock units. The first two installments vested on March 23, 2018 and March 23, 2019. The remaining two installments vest on March 23, 2020 and March 23, 2021. |
7. Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 23, 2017. Original grant was for 17,341 stock options. The first two installments became exercisable on March 23, 2018 and March 23, 2019. The remaining two installments vest on March 23, 2020 and March 23, 2021. |
8. Granted pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant, March 14, 2019. |
/s/ Margaret Cotter | 04/17/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |