FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
READING INTERNATIONAL INC [ RDI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/23/2017 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Non-Voting Common Stock | 04/11/2017 | M | 176 | A | (1) | 176 | D | |||
Class A Non-Voting Common Stock | 03/23/2018 | M | 138 | A | (1) | 314 | D | |||
Class A Non-Voting Common Stock | 04/11/2018 | M | 176 | A | (1) | 490 | D | |||
Class A Non-Voting Common Stock | 03/23/2019 | M | 139 | A | (1) | 629 | D | |||
Class A Non-Voting Common Stock | 04/11/2019 | M | 176 | A | (1) | 805 | D | |||
Class A Non-Voting Common Stock | 04/12/2019 | M | 135 | A | (1) | 940 | D | |||
Class A Non-Voting Common Stock | 03/13/2020 | M | 582 | A | (1) | 1,522 | D | |||
Class A Non-Voting Common Stock | 03/23/2020 | M | 138 | A | (1) | 1,660 | D | |||
Class A Non-Voting Common Stock | 04/11/2020 | M | 176 | A | (1) | 1,836 | D | |||
Class A Non-Voting Common Stock | 04/12/2020 | M | 135 | A | (1) | 1,971 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 03/23/2017 | A | 553 | (2) | (2) | Class A Non-Voting Common Stock | 553 | $0 | 553 | D | ||||
Stock Options; Rights to Buy; Class A Non-Voting Common Stoc | $15.97 | 03/23/2017 | A | 2,555 | (3) | 03/22/2022 | Class A Non-Voting Common Stock | 2,555 | $0 | 2,555 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 04/11/2017 | M | 176 | (4) | (4) | Class A Non-Voting Common Stock | 176 | $0 | 528 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 03/23/2018 | M | 138 | (2) | (2) | Class A Non-Voting Common Stock | 138 | $0 | 415 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 04/11/2018 | M | 176 | (4) | (4) | Class A Non-Voting Common Stock | 176 | $0 | 352 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 04/12/2018 | A | 538 | (5) | (5) | Class A Non-Voting Common Stock | 538 | $0 | 538 | D | ||||
Stock Options; Rights to Buy; Class A Non-Voting Common Stoc | $16.44 | 04/12/2018 | A | 2,320 | (6) | 04/11/2023 | Class A Non-Voting Common Stock | 2,320 | $0 | 2,320 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 03/13/2019 | A | 2,328 | (7) | (7) | Class A Non-Voting Common Stock | 2,328 | $0 | 2,328 | D | ||||
Stock Options; Rights to Buy; Class A Non-Voting Common Stoc | $16.11 | 03/13/2019 | A | 10,714 | (8) | 03/13/2024 | Class A Non-Voting Common Stock | 10,714 | $0 | 10,714 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 03/23/2019 | M | 139 | (2) | (2) | Class A Non-Voting Common Stock | 139 | $0 | 276 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 04/11/2019 | M | 176 | (4) | (4) | Class A Non-Voting Common Stock | 176 | $0 | 176 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 04/12/2019 | M | 135 | (5) | (5) | Class A Non-Voting Common Stock | 135 | $0 | 403 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 03/10/2020 | A | 9,651 | (9) | (9) | Class A Non-Voting Common Stock | 9,651 | $0 | 9,651 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 03/13/2020 | M | 582 | (7) | (7) | Class A Non-Voting Common Stock | 582 | $0 | 1,746 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 03/23/2020 | M | 138 | (2) | (2) | Class A Non-Voting Common Stock | 138 | $0 | 138 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 04/11/2020 | M | 176 | (4) | (4) | Class A Non-Voting Common Stock | 176 | $0 | 0 | D | ||||
Restricted Stock Units (Class A Non-Voting Common Stock) | (1) | 04/12/2020 | M | 135 | (5) | (5) | Class A Non-Voting Common Stock | 135 | $0 | 268 | D |
Explanation of Responses: |
1. Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. |
2. 553 restricted stock units granted on March 23, 2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021. |
3. 2,555 stock options granted on March 23,2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments are exercisable on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021. |
4. 704 restricted stock units granted on April 11, 2016 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 11, 2017, April 11, 2018, April 11, 2019, and April 11, 2020. |
5. 538 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022. |
6. 2,320 stock options granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments are exercisable on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022. |
7. 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. |
8. 10,714 stock options granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments are exercisable on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. |
9. 9,651 restricted stock units granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024. |
Steve J. Lucas | 06/23/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |